Monday, March 6, 2017

Part 1: Does Technical Analysis Work – a theoretical approach?

“In theory there is no difference between theory and practice. In practice there is.”

In this article, I will briefly discuss whether Technical Analysis works from a theoretical approach. In another article, I will try to evaluate it from an empirical approach – one of the reasons for this blog. As I have set up buy and sell targets, any of us can check the level of accuracy. TA, not being a science, need not be 100% perfect. But at least we can get a number (from my previous experiences, I have observed that it works 60-70% of the time and if the rest “failed” trades are closed with “tight” stop losses, then the trader can survive in the market). Now back to a more boring discussion – thus, I will keep it short.

What is Technical Analysis? It is a security analysis methodology for forecasting the direction of prices through the study of past market data, primarily price and volume (from Wikipedia). The basis of TA is:
- Market action (price) discounts everything: Technicians believe that the current price fully reflects all available information.
- Prices move in trends: That is price movements are not totally random.

- History tends to repeat itself: Technical analysts believe that investors collectively repeat the behavior of the investors that preceded them. Because investor behavior repeats itself so often, technicians believe that recognizable (and predictable) price patterns will develop on a chart.

Source: Wikipedia


Technical Analysts are also “derogatively” called Chartists as Technical Analysis is mainly based on Chart Patterns – flags, triangles, Head and Shoulders, etc. It also uses candlestick (again pictures). However, there are also some Mathematical functions - mainly Fibonacci Ratios which are applied on the charts. There are also many derived metrics (called Technical Indicators like RSI, MACD, etc) which indicate market movement.

From these, Technical Analysts try to predict what might happen in future. Different analysts use different patterns based on their personal preferences and risk appetite. Thus, analysts differ in their perception and use of Technical Analysis. For example I am comfortable with a few patterns – which I have seen repeat over time – I trade these and leave other possible “bullish” patterns I am not comfortable with – however, I try to adopt them over time also. Others use different patterns and are successful too – I have heard of a couple of analysts who have >90% accuracy.

Does this mean that only Technical Analysis will do? I don’t believe so. One needs to understand the Fundamentals too. Also money management is very important. And one also needs Luck.

The best proof would have been if there was a mutual fund that only ran on TA – then it could an “experimental” group – and its performance could be compared with other (control group) mutual funds which only ran on Fundamental Analysis. Does anyone know of such a fund run on TA – it would be great to work there!

In the following link, one will get an excellent analysis on Whether Technical Analysis works in Dhaka Stock Market. It seems the result is positive. 




I hope the Authors will not mind as I have used their Analysis without their permission!

“In theory, theory and practice are the same. In practice, they are not.”

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